Keeping up with the regulator

Keeping up with the regulator

The onboarding of new staff members and best interest duty are currently key areas of interest for ASIC. As Dante explains, advisers need to be aware of their obligations in order to ensure compliance as the responsibility for this ultimately rests with the individual.

 

 

Want to hear more from Dante? Click here to visit our training centre and watch Dante discuss the latest regulatory issues affecting your industry today and how you can prepare. Dante’s full FPA update is worth 0.5 CPD hours.

 

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